The Institute for Advanced Financial Education (The Institute) expects that its members and designation holders always act with the utmost professionalism. In accordance with Advocis/The Institute’s Disciplinary Procedures, the Institute publishes all disciplinary actions resulting from breaches in the Code of Professional Conduct (CPC).
Please view our Public Registry for a list of current Institute credential holders.
Current Hearings
| Name | Proceeding | Date | Supporting Documentation |
| None | None | None | None |
Completed
| Name | Date | Disciplinary Outcome | Supporting Documentation |
| None | None | None | None |